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Registered Investment Advisers (RIAs)
Digital Accessibility
Compliance for Investment Advisers
Professional advisory services must ensure that their risk profiling questionnaires and financial planning reports meet universal accessibility thresholds.
Scope Your Audit Needs
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SEBI Mandate Alert: All stock brokers and depositories must comply with digital accessibility guidelines. Failure to comply may attract severe regulatory action.
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Regulatory Context
Why Investment Advisers face strict accessibility mandates.
RIAs need to ensure all advisory communications, digital profiling forms, and client-facing websites are strictly WCAG AA compliant.
Other regulated entities we audit
AIFs (SEBI)
AMCs (SEBI)
Clearing Corporations (SEBI)
Credit Rating Agencies (SEBI)
Debenture Trustees (SEBI)
Depositories (SEBI)
Depository Participants (SEBI)
Fintech Lenders (RBI)
Vault Managers (SEBI)
KYC Registration Agencies (SEBI)
NBFCs (RBI)
Payment Banks (RBI)
Portfolio Managers (SEBI)
Private Banks (RBI)
Stock Exchanges (SEBI)
Research Analysts (SEBI)
RTAs (SEBI)
Small Finance Banks (RBI)
Stock Brokers (SEBI)
Get Started
Request an Accessibility Compliance Audit.
Speak directly with an IAAP-certified auditor to scope your platform and understand SEBI/RBI technical expectations.